Are you part of one of the following Businesses/Organisations?
- Financial Advisors
- Solicitors
- Accountants
- Mortgage Brokers
- Insurance Brokers
- Bank
- Currency Exchange
- Recruitment Consultants
- Insurance Company
- Estate/Lettings Agents
The UK Financial Sanctions requirements together with the FCA good practice require firms to check:
- Your existing clients against HMT's list
- All new clients prior to providing any services or transactions
- For updates to the HMT list
- Any changes to your clients' details
- Regular repeat checks on existing and potential clients
Not only do you have to complete this check but you have to record that you have carried it out.
This is where ProExe can assist you with our Financial Sanctions Tool.
Our database is checked and updated on a daily basis so you will know you will always have up to date information. Each search is logged as an audit trail on our database for the relevant User and Company that has completed the search.
You can run monthly reports to show all the searches your company has carried out and which user has carried out the search. This provides you with the information to show to an authority such as the FCA. We provide three versions for you to choose from.
Firstly, a FREE version, which is always welcome.
Once you register your company to use our service you will be able to add 1 further user to your FREE account.
We also provide a Premium account which has unlimited user access and additional functionality, for the minimal cost of £30 per annum.
Over and above this we have the Premium Plus+ version which you can also add our optional API interface to help you to automate the searching process
We currently offere the following lists and will be adding more in the near future
- HM Treasury (HMT)
- Office of Foreign Assets Control SDN (OFAC SDN)
- EU
If you require a specific list, please let us know by calling us on 01395 22 41 41 or by emailing fst@proexe.net and we will be happy to look in to this for you.
If you would like to contact us please do not hesitate to call 01395 22 41 41.
Register Now for our FREE to use service.
Upgrade to our Premium or Premium Plus+ Version.